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Biodiversity: Treaties, Environmental Indicators, and National Responses

Biodiversity is the genetic variation within a species, and the diversity of species and the ecosystems they inhabit (World Resource Institute, 1995). The number and types of species inhabiting Earth have varied immensely during geologic history. In part, these variations have been caused by the evolution of new types of organisms and the elimination of others due to environmental changes.

Direct exploitation and deliberate extermination also pose a serious threat to biological diversity, particularly in East Africa and the North Sea where species such as the Black Rhino and whales are being hunted to extinction. Deliberate or accidental introduction of non-native species can also trigger serious ecological imbalances and species elimination, particularly in isolated environments, such as islands, where fixed boundaries tend to put native species at greater risk.

Loss of species is significant in several respects. First, breaking of critical links in the biological chain can disrupt the functioning of an entire ecosystem and its biogeochemical cycles. This disruption may have significant effects on larger scale processes. Second, loss of species can have impacts on the organism pool from which medicines and pharmaceuticals can be derived. Third, loss of species can result in loss of genetic material, which is needed to replenish the genetic diversity of domesticated plants that are the basis of world agriculture.

Reduced biodiversity influences ecosystem structure, including predation and dominance, and diminishes the natural resources available to us (Asrar and Dozier, 1994). The historical record indicates dramatic expansion and contraction of habitats in response to past global climate changes. Today, human activities play a considerable role in aiding or hindering habitat response. Human activity has greatly accelerated change to the point that many species cannot adequately cope. For instance, sea level increases in response to global warming could dislocate estuaries, marsh, and near-shore ecosystems, with the affected species' only recourse to adapt quickly or die. Land management practices introduce patchiness or large-scale changes in habitats and modify ecosystem function, including extinction, migration pathways, and survival. The Landsat Pathfinder study indicated that the effect of deforestation on biodiversity in the Amazon is greater than previously thought (Skole and Tucker, 1993). The effect on regional hydrology and climatology could prove even more significant.

NASA's Earth Science Enterprise, formerly Mission to Planet Earth program, contributes significantly to research activities that lead to the preservation of biological diversity. Remote sensing data such as Landsat TM scenes are used to create maps of current vegetation and then predict habitat for species. The Gap Analysis Project uses satellite imagery to create current vegetation maps for states, on which the distribution of amphibians, reptiles, birds and mammals are overlaid, as well as maps of land ownership. Areas important to individual species, groups of species, or of high biological diversity (species richness) can then be identified and the degree of protection assessed. Gaps refer to those areas identified as being important for maintaining biodiversity, but which are not protected through land ownership or management. The goal of this type of analysis is to provide land managers information on a local, state, and regional scale that can be used in land use planning to better manage our natural resources and avoid/minimize conflicts between land managers and resource users.

Images from Thematic Mapper (TM) offer the overall source of digital data for Gap Analysis purposes because it has: (a) higher signal-to-noise ratio; (b) higher precision of radiometric data; (c) higher cartographic accuracy; and (d) higher spectral dimensionality. TM has become a standard for construction of digital base maps upon which the different layers of spatial data are mapped or projected (e.g., land cover, land management categories, predicted distributions of vertebrate species) (Scott, et al. 1993).

International Treaty on Biological Diversity

Convention on Biological Diversity

The Convention on Biological Diversity (full text) was opened for signature at the Earth Summit in Brazil on 5 June 1992 and entered into force on 29 December 1993. It contains three national level obligations: to conserve, to sustainably use,  and to share the benefits of biological diversity. The Convention reflects the policy and scientific recommendations of a number of groups, beginning with substantive inputs from the IUCN. Formal negotiations began in November 1988 when UNEP convened a series of expert group meetings pursuant to Governing Council decisions 14/26 and 15/34 of 1987. The initial sessions were referred to as meetings of the Working Group of Experts on Biological Diversity. By the summer of 1990, a new Sub-Working Group on Biotechnology was established to prepare terms of reference on biotechnology transfer.

Linkages Between Treaty on Biological Diversity and Indicators

The discussion of key issues related to biodiversity has led to the identification of key indicators for measuring the state of biological diversity as it relates to the major concept areas such as protected area maintenance, biosphere reserve maintenance, forest cover, wetland preservation, genetic diversity and savannahs. Data for the identified indicators and their relevance to international environmental treaties and national response strategies are also discussed. This section also points to remote sensing data relevant to the identified indicators. When exploring indicators that might shed light on the conservation of biodiversity, it is essential to identify the types of indicators needed on various scales to determine whether conservation objectives are being met (The World Bank, 1995).

The pressure-state-response (PSR) framework is a convenient representation of the linkages among the pressures exerted on the land by human activities (pressure), the change in quality of the resource (state), and the response to these changes as society attempts to release the pressure or to rehabilitate land which has been degraded (response) (Dumanski, 1996). The PSR framework is used here to explain the relationship among international treaties, key indicators, and national response strategies. The pressure indicators such as population pressure and percentage of forests cleared, and cropping intensity provide an estimate of the pressures exerted by human activities that lead to loss of biodiversity. State indicators reflect the conditions of the land as well as its resilience to withstand change as a consequence of sector pressures. This may include indicators which express changes in biological diversity (actual and potential). The response mechanisms are normally achieved through direct actions by society in evolving or adopting improved land management systems or adopting biological conservation programs and policies.

Pressure Indicators

Population dynamics and distribution and areas of land clearance are the major pressures leading to the loss of biological diversity.

Population dynamics and distribution

Population dynamics and distribution are indicators for understanding human interactions with the environment and in considering possible responses to global change. The National Research Council (NRC) has identified population dynamics as one of five priority areas of research for the US Global Change Research Program. It also pointed out the key role of georeferenced social data in two other priority areas, improving the understanding of land use change and assessing impacts, vulnerability, and adaptation to global changes (National Research Council, 1994).

This indicator can be developed from SEDAC's population data products and services: Integrated Population, Land Use, and Emissions Data for the U.S., an archive of Census-related products, global population database, Gridded Population of the World, and an interactive access to the U.S. Census Public Microdata Samples (PUMS) for 1980 and 1990 through the Ulysses tabulation system.

Areas of land clearance
Forestry practices and land use changes such as clearing native forest, forest burning, and disturbance of soils during forest operations result in significant loss of biodiversity . The areas of forests permanently cleared each year therefore can serve as an important indicator of pressure influencing greenhouse gas emissions.

State Indicators

State indicators such as national protected areas, biosphere reserves, number of species provide an indication of the wealth of biological diversity and its surrounding habitats. The indicator such as Peters biological index is useful in not only understanding the extent of biological diversity but also providing guidelines of conservation programs.

Peters biodiversity index
An easily defined surrogate indicator of total biodiversity (based on the limited data available) developed by Charles Peters was used to assess West Kalimantan's conservation priorities in West Kalimantan, Indonesia. This indicator gives weights to species richness, endemism, and heterogeneity of the surrounding landscape. The index is based on geographic information pertaining to 2,610 geographic units, or polygons, about which there is some literature on land-use characteristics for different habitat types and geographic information system (GIS) analyses. Satellite imagery was used to identify the different habitat types in West Kalimantan. Information on the estimated species richness of these habitats (based on available inventory data) is multiplied by the area of each habitat type (obtained from GIS analyses) to arrive at a habitat diversity index. A neighborhood diversity index was also estimated to reflect the importance of the biological richness of adjacent habitats. Finally, the endemism adjustment factor was estimated to show the degree to which the original vegetation had been disturbed. The sum of the habitat diversity and neighborhood diversity indices was multiplied by the endemism adjustment factor to yield a unique biodiversity ranking for each of the forty-five habitat types identified.

The methodology used is summarized by the following equation:

National protected areas
Extent of nationally protected areas is an important indicator of the extent of habitat on which the biological species depend for their survival. A protected area was defined at the IVth World Congress on National Parks and Protected Areas as "an area of land and/or sea especially dedicated to the protection and maintenance of biological diversity, and of natural and associated cultural resources, and managed through legal or other effective means" (IUCN, 1994). Protected areas make a vital contribution to the conservation of the world's biological resources. All Protected Areas combine natural areas in five IUCN management categories: Categories I and II are referred to as totally protected areas. Categories III to V are referred to as partially protected areas.

The Ramsar and World Heritage Conventions and the UNESCO-MAB Biosphere Reserves Programme cover 1000 sites around the world designated for conservation purposes. As a measure to protect biodiversity, the Convention on Biological Diversity emphasizes the need for establishing a system of protected areas and taking measures to promote environmentally sound development in areas adjacent to protected areas (Article 8(a & e)).

Data/ Data Sources
Biosphere reserves
As a state indicator, the number and extent of biosphere reserves provides an early warning to environmental stresses. Biosphere reserves are representative of terrestrial and coastal environments that have been internationally recognized under the Man and Biosphere Programme of the UNESCO. Fully-functioning biosphere reserves perform three main roles: (a) conservation of ecosystems and biota of particular interest; (b) establishment of demonstration areas for ecologically sustainable land and resource use; and (c) provision of logistic support for research, monitoring, education and training related to conservation and sustainability issues (Francis, 1995). This requires cooperation among resource managers, scientists, and local residents on activities directed towards priority issues of concern for each biosphere reserve.

Biosphere reserves provide sites for the monitoring of long-range transport of atmospheric pollutants, or for "integrated environmental monitoring" to correlate ecosystemic changes with pollutant loadings. They have a potentially valuable role in monitoring for climatic change. The principles underlying biodiversity reserves form the basis for the development of Environmental Cooperative Reserves (ECS) which in turn contribute to: (1) identifying and defining ecosystem effects resulting from environmental changes; (2) measuring ecosystem responses to control measures; (3) providing an early warning system to identify new stresses; and (4) providing the scientific basis for the development of environmental indicators (Roberts-Pichette, 1995). The Ramsar and World Heritage Conventions and the UNESCO-MAB Biosphere Reserves Programme cover 1000 sites around the world designated for conservation purposes.

The International Conference on Biosphere Reserves at the invitation of the Spanish authorities in Seville (Spain) from 20 to 25 March 1995 was organized to enable an evaluation of the experience in implementing the 1984 Action Plan, a reflection on the role for biosphere reserves in the context of the 21st century (which gave rise to the vision statement) and the elaboration of a draft Statutory Framework for the World Network.

Data/ Data Source
Forests and woodland
The current extent of all forests and woodland indicates the wealth of forestry species. Percentage change since 1981-93 Normalized Difference Vegetation Index (NDVI) maps allow comparisons of the spatial and temporal variability in the amount and condition of vegetation. Under the International Tropical Timber Agreement (ITTA) member countries gave a formal undertaking to achieve sustainable management of their own forests by the year 2000. Many countries have already made voluntary commitments toward forest goals under international instruments such as the Convention on Biodiversity and the ITTA.

Data/ data source
Wetland Preservation
Indicators such as number and area of wetlands of international importance, characteristics and extent of the Nation's wetlands, and rate of wetlands loss and water quality changes provide a measure of the wealth of wetlands which are the habitats for wildlife, game, and other wetland species. According to the World Wildlife Fund, wetlands are the second most endangered habitat worldwide. (The most endangered are tropical forests). In the USA, for example, there were about 87 million hectares in pre-Colombian times and there are now around 42 million. Although wetlands are threatened by manifestations of climate change such as sea-level rise their biggest enemy is man. The national indicators reflect the range of estimated probabilities (expressed as a frequency of occurrence) of a species occurring in wetlands versus non wetland across the entire distribution of the species (National Wetlands Inventory, 1995). A frequency, for example, of 67%-99% (Facultative Wetland) means that 67%-99% of sample plots containing the species randomly selected across the range of the species would be wetland.

Wetlands are often said to be properly functioning when measurements, such as suspended sediment loads, nutrient concentrations, or surface water pH, fall within acceptable ranges. However, it is not known if different types of wetlands 'function' differently with respect to these variables, or how temporal fluctuations of these variables affect overall wetland function. Therefore, the Texas Natural Resource Conservation Commission (TNRCC) proposed to evaluate the potential of using aquatic insect communities as integrative biological indicators of wetland state.

The USGS has begun a program on Wetlands and Water Quality Change Detection in San Francisco Bay Ecosystem Using Remotely Sensed Images. This program has contributed to the understanding of pristine wetlands, water quality, and their changes over the past 150 years. Such information is needed by ecosystem managers trying to determine the recent rate of wetlands loss and water quality changes. The main focus of this project is to generate and analyze digital 'change images' that will show, both visually and statistically, how much and where changes have occurred in the San Francisco Bay Ecosystem (Chavez et al. 1995).

Any party to the Convention on Wetlands of Importance Especially as Waterfowl Habitat agrees to establish a suitable wetlands within its territory for inclusion in a List of Wetlands of International Importance.

Data/ Data Source
Biological species
Total number of known species (includes all, endemic and threatened species in each of the species types--birds, higher plants, and fish) and the number of species per 10,000 square kilometer provide a relative estimate for comparing numbers among countries of differing size. Birds are considered good indicator species because they occur in most land habitats throughout the world and are sensitive to environmental change. "CITES reporting requirement met" refers to the percentage of years for which a country has submitted an annual report to the Convention on International Trade in Endangered Species of Wild Flora and Fauna (CITES). This indicator helps to monitor how CITES member countries implement the prohibition of commercial international trade in endangered species.

The Convention on Biological Diversity (CBD) identifies ecosystems, species and genomes important for conservation and sustainable use of biodiversity [Article 7(a) and Annex I]. The CBD emphasizes the need to rehabilitate and restore ecosystems and promote recovery of threatened species [Article 8].

Data/ Data Source

Response indicators

State indicators such as national protected areas can also be used as response indicators to monitor national programs and policies for conserving biodiversity.

National protected areas
Percentage of nationally protected areas, as a biological indicator, is a surrogate measure for monitoring national governments' response towards preserving their biological wealth by the establishment of parks and reserves. Currently, 6 percent of the world's land area, excluding Antarctica, is either strictly or partially protected (World Resources Institute, 1994).

National policies and programs in order to preserve biodiversity are the key response indicators. For instance, the government of Uganda has launched a national policy for the conservation and management of wetland resources. In Australia, implementation of the Ramsar Convention is coordinated through a network of State/Territory officers under the auspices of the Australian and New Zealand Environment and Conservation (Ministerial) Council. Bill Phillips of the Australian Nature Conservation Agency convenes this network and also has responsibility for managing the National Wetlands Program (Australian Nature Conservation Agency, 1995).

On-ground responsibility for implementing Ramsar in Australia rests primarily with the respective State and Territory governments. With the exception of land under Commonwealth jurisdiction Ramsar sites are nominated by the Federal Government at the request of the responsible State or Territory Government. In doing so, the State and Territory Governments undertake to manage the sites in a way which will maintain their special ecological values. As Australia prepares to host the 1996 Ramsar Conference, it is hoped all State and Territories will request the Federal Government to nominate new Wetlands of International Importance. National Wetlands Newsletter has further discussion of Australian national response to the Ramsar Convention.

The Hadejia-Nguru Wetlands Conservation Project, an IUCN field project based in Nguru, Jigawa State, Nigeria, aims to achieve sustainable development of the Hadejia-Nguru Wetlands for the benefit of current and future generations of people and for the conservation of wildlife both within the wetlands and the surrounding dryland.


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